GUS Problem Resolutions June 12, 2001 UPDATE #2

Client Management Advisory Notice

From	Client Management
Subject	GUS Problem Resolutions � June 12, 2001 � UPDATE #2
Effective Date	06/12/01
Notice Number	CM#0144

As of 4:15 this afternoon, here is a current status of the open GUS problems. ALL TRADES INCLUDING GLOBEX TRADES SHOULD BE AVAILABLE IN GUS BY 5:15 THIS AFTERNOON. GUS WILL REMAIN UP UNTIL 8:00 P.M. THIS EVENING TO ALLOW FIRMS AMPLE TIME FOR GIVE-UP PROCESSING.

GUS PROBLEM	RESOLUTION TIME	INTERIM CORRECTIVE ACTION
Out trade changes causing duplicate records in GUS	*End of business today*	Monitor Give-up activity and delete duplicate records
Executed Reversals are not passing to the trade register	*End of business today*	Add Type 8 records to add back into clearing
Out trades not viewable in TES	*End of business today*	Add into TES
Duplication of GLOBEX GUS trades	*End of business today*	Delete duplicated GLOBEX GUS record
Put/Call indicator and strike price not appearing on the CPM592RTH (out trade register) report	Wednesday, June 13	Delete record and add a Type 8 transfer
Dropping of out trades	Wednesday, June 13	Add back into TES
Data Shifted on the GUS 710 reports *	Wednesday, June 13	Data still viewable
Only one side of a GLOBEX spread trade passing to GUS	Wednesday, June 13	MEMOADD into GUS
F8 key not functioning in the allocation entry screen	Wednesday, June 13	Change COMMAND line to ADD and hit enter to get more lines
PND filtering function not working	Thursday, June 14	View trades under ALL status
GUS trades not passing to APS	Friday, June 15	MEMOADD in APS

* We have discontinued creating the GUS720 reports. As a result, the GUS transaction summary information for both RTH (regular trading hours) and ETH (Electronic-GLOBEX Trading Hours) will now be combined into the GUS710 reports.